Grid SFTP RIB Client Alert Decisioning responses for portfolio monitoring
Portfolio monitoring runs once a day across all customer inquiries configured for this service. If your firm is also configured for the Grid Client Alert Decisioning workflow, inquiries that are matched against new entities added during the previous day are then sent to a Moody's analyst for review.
The process for sending RIB response files for portfolio monitoring inquiries is based on the following:
No matches identified: If the analyst determines there are no matches, a RIB response file is not generated.
Matches identified: An alert response file is sent to the customer. This file identifies all matched inquiries that have been sent for alert decisioning.
Matches requiring alerts identified: After the alert decisioning batch is completed, a portfolio RIB response file containing only the inquiries that resulted in an alert is sent to the customer.
Alert response terms
Term | Description |
|---|---|
Inquiry | Single inquiry name submitted by the customer. |
Entity | Risk-relevant person or organization contained in the Grid database. |
Source | Source information such as URL, name, and description. |
Event | Risk-relevant event information for the entity. Events contain a general description of the event as well as a category and sub-category to classify a crime. There are currently 60 categories ranging from TER-terrorist to MIS-misconduct. A complete list of current categories and sub-categories is available in the SFTP RIB developer reference pack, in the data dictionary. |
Address | Address associated with the entity. |
Alias | Alias name associated with the entity. |
Entity attribute | Other data related to the entity in code value format. For example, some entities may contain an A complete list of current entity attributes is available in the SFTP RIB developer reference pack, in the data dictionary. |
DOB | Date of birth of the entity. This may contain a full year, month, day, or only a year, depending on the accuracy of the source. |